Ennead II
First tractate: On the kosmos or on the heavenly
system
Written by Plotinus, 250 AD
- 1. We hold that the ordered universe, in its material mass, has
existed for ever and will for ever endure: but simply to refer this perdurance
to the Will of God, however true an explanation, is utterly inadequate.
- The elements of this sphere change; the living beings of earth pass
away; only the Ideal-form [the species] persists: possibly a similar process
obtains in the All.
- The Will of God is able to cope with the ceaseless flux and escape of
body stuff by ceaselessly reintroducing the known forms in new substances, thus
ensuring perpetuity not to the particular item but to the unity of idea: now,
seeing that objects of this realm possess no more than duration of form, why
should celestial objects, and the celestial system itself, be distinguished by
duration of the particular entity?
- Let us suppose this persistence to be the result of the
all-inclusiveness of the celestial and universal- with its consequence, the
absence of any outlying matter into which change could take place or which
could break in and destroy.
- This explanation would, no doubt, safeguard the integrity of the
Whole, of the All; but our sun and the individual being of the other heavenly
bodies would not on these terms be secured in perpetuity: they are parts; no
one of them is in itself the whole, the all; it would still be probable that
theirs is no more than that duration in form which belongs to fire and such
entities.
- This would apply even to the entire ordered universe itself. For it
is very possible that this too, though not in process of destruction from
outside, might have only formal duration; its parts may be so wearing each
other down as to keep it in a continuous decay while, amid the ceaseless flux
of the Kind constituting its base, an outside power ceaselessly restores the
form: in this way the living All may lie under the same conditions as man and
horse and the rest man and horse persisting but not the individual of the type.
- With this, we would have no longer the distinction of one order, the
heavenly system, stable for ever, and another, the earthly, in process of
decay: all would be alike except in the point of time; the celestial would
merely be longer lasting. If, then, we accepted this duration of type alone as
a true account of the All equally with its partial members, our difficulties
would be eased- or indeed we should have no further problem- once the Will of
God were shown to be capable, under these conditions and by such communication,
of sustaining the Universe.
- But if we are obliged to allow individual persistence to any definite
entity within the Kosmos then, firstly, we must show that the Divine Will is
adequate to make it so; secondly, we have to face the question, What accounts
for some things having individual persistence and others only the persistence
of type? and, thirdly, we ask how the partial entities of the celestial system
hold a real duration which would thus appear possible to all partial things.
- 2. Supposing we accept this view and hold that, while things below
the moon's orb have merely type-persistence, the celestial realm and all its
several members possess individual eternity; it remains to show how this strict
permanence of the individual identity- the actual item eternally unchangeable-
can belong to what is certainly corporeal, seeing that bodily substance is
characteristically a thing of flux.
- The theory of bodily flux is held by Plato no less than by the other
philosophers who have dealt with physical matters, and is applied not only to
ordinary bodies but to those, also, of the heavenly sphere.
- "How," he asks, "can these corporeal and visible entities continue
eternally unchanged in identity?"- evidently agreeing, in this matter also,
with Herakleitos who maintained that even the sun is perpetually coming anew
into being. To Aristotle there would be no problem; it is only accepting his
theories of a fifth-substance.
- But to those who reject Aristotle's Quintessence and hold the
material mass of the heavens to consist of the elements underlying the living
things of this sphere, how is individual permanence possible? And the
difficulty is still greater for the parts, for the sun and the heavenly bodies.
- Every living thing is a combination of soul and body-kind: the
celestial sphere, therefore, if it is to be everlasting as an individual entity
must be so in virtue either of both these constituents or of one of them, by
the combination of soul and body or by soul only or by body only.
- Of course anyone that holds body to be incorruptible secures the
desired permanence at once; no need, then, to call on a soul or on any
perdurable conjunction to account for the continued maintenance of a living
being.
- But the case is different when one holds that body is, of itself,
perishable and that Soul is the principle of permanence: this view obliges us
to the proof that the character of body is not in itself fatal either to the
coherence or to the lasting stability which are imperative: it must be shown
that the two elements of the union envisaged are not inevitably hostile, but
that on the contrary [in the heavens] even Matter must conduce to the scheme of
the standing result.
- 3. We have to ask, that is, how Matter, this entity of ceaseless flux
constituting the physical mass of the universe, could serve towards the
immortality of the Kosmos.
- And our answer is "Because the flux is not outgoing": where there is
motion within but not outwards and the total remains unchanged, there is
neither growth nor decline, and thus the Kosmos never ages.
- We have a parallel in our earth, constant from eternity to pattern
and to mass; the air, too, never fails; and there is always water: all the
changes of these elements leave unchanged the Principle of the total living
thing, our world. In our own constitution, again, there is a ceaseless shifting
of particles- and that with outgoing loss- and yet the individual persists for
a long time: where there is no question of an outside region, the
body-principle cannot clash with soul as against the identity and endless
duration of the living thing.
- Of these material elements- for example- fire, the keen and swift,
cooperates by its upward tendency as earth by its lingering below; for we must
not imagine that the fire, once it finds itself at the point where its ascent
must stop, settles down as in its appropriate place, no longer seeking, like
all the rest, to expand in both directions. No: but higher is not possible;
lower is repugnant to its Kind; all that remains for it is to be tractable and,
answering to a need of its nature, to be drawn by the Soul to the activity of
life, and so to move to in a glorious place, in the Soul. Anyone that dreads
its falling may take heart; the circuit of the Soul provides against any
declination, embracing, sustaining; and since fire has of itself no downward
tendency it accepts that guiding without resistance. The partial elements
constituting our persons do not suffice for their own cohesion; once they are
brought to human shape, they must borrow elsewhere if the organism is to be
maintained: but in the upper spheres since there can be no loss by flux no such
replenishment is needed.
- Suppose such loss, suppose fire extinguished there, then a new fire
must be kindled; so also if such loss by flux could occur in some of the
superiors from which the celestial fire depends, that too must be replaced: but
with such transmutations, while there might be something continuously similar,
there would be, no longer, a Living All abidingly self-identical.
- 4. But matters are involved here which demand specific investigation
and cannot be treated as incidental merely to our present problem. We are faced
with several questions: Is the heavenly system exposed to any such flux as
would occasion the need of some restoration corresponding to nourishment; or do
its members, once set in their due places, suffer no loss of substance,
permanent by Kind? Does it consist of fire only, or is it mainly of fire with
the other elements, as well, taken up and carried in the circuit by the
dominant Principle?
- Our doctrine of the immortality of the heavenly system rests on the
firmest foundation once we have cited the sovereign agent, the soul, and
considered, besides, the peculiar excellence of the bodily substance
constituting the stars, a material so pure, so entirely the noblest, and chosen
by the soul as, in all living beings, the determining principle appropriates to
itself the choicest among their characteristic parts. No doubt Aristotle is
right in speaking of flame as a turmoil, fire insolently rioting; but the
celestial fire is equable, placid, docile to the purposes of the stars.
- Still, the great argument remains, the Soul, moving in its marvellous
might second only to the very loftiest Existents: how could anything once
placed within this Soul break away from it into non-being? No one that
understands this principle, the support of all things, can fail to see that,
sprung from God, it is a stronger stay than any bonds.
- And is it conceivable that the Soul, valid to sustain for a certain
space of time, could not so sustain for ever? This would be to assume that it
holds things together by violence; that there is a "natural course" at variance
with what actually exists in the nature of the universe and in these
exquisitely ordered beings; and that there is some power able to storm the
established system and destroy its ordered coherence, some kingdom or dominion
that may shatter the order founded by the Soul.
- Further: The Kosmos has had no beginning- the impossibility has been
shown elsewhere- and this is warrant for its continued existence. Why should
there be in the future a change that has not yet occurred? The elements there
are not worn away like beams and rafters: they hold sound for ever, and so the
All holds sound. And even supposing these elements to be in ceaseless
transmutation, yet the All persists: the ground of all the change must itself
be changeless.
- As to any alteration of purpose in the Soul we have already shown the
emptiness of that fancy: the administration of the universe entails neither
labour nor loss; and, even supposing the possibility of annihilating all that
is material, the Soul would be no whit the better or the worse.
- 5. But how explain the permanence There, while the content of this
sphere- its elements and its living things alike- are passing?
- The reason is given by Plato: the celestial order is from God, the
living things of earth from the gods sprung from God; and it is law that the
offspring of God endures.
- In other words, the celestial soul- and our souls with it- springs
directly next from the Creator, while the animal life of this earth is produced
by an image which goes forth from that celestial soul and may be said to flow
downwards from it.
- A soul, then, of the minor degree- reproducing, indeed, that of the
Divine sphere but lacking in power inasmuch as it must exercise its creative
act upon inferior stuff in an inferior region- the substances taken up into the
fabric being of themselves repugnant to duration; with such an origin the
living things of this realm cannot be of strength to last for ever; the
material constituents are not as firmly held and controlled as if they were
ruled immediately by a Principle of higher potency.
- The heavens, on the contrary, must have persistence as a whole, and
this entails the persistence of the parts, of the stars they contain: we could
not imagine that whole to endure with the parts in flux- though, of course, we
must distinguish things sub-celestial from the heavens themselves whose region
does not in fact extend so low as to the moon.
- Our own case is different: physically we are formed by that
[inferior] soul, given forth [not directly from God but] from the divine beings
in the heavens and from the heavens themselves; it is by way of that inferior
soul that we are associated with the body [which therefore will not be
persistent]; for the higher soul which constitutes the We is the principle not
of our existence but of our excellence or, if also of our existence, then only
in the sense that, when the body is already constituted, it enters, bringing
with it some effluence from the Divine Reason in support of the existence.
- 6. We may now consider the question whether fire is the sole element
existing in that celestial realm and whether there is any outgoing thence with
the consequent need of renewal.
- Timaeus pronounced the material frame of the All to consist primarily
of earth and fire for visibility, earth for solidity- and deduced that the
stars must be mainly composed of fire, but not solely since there is no doubt
they are solid.
- And this is probably a true account. Plato accepts it as indicated by
all the appearances. And, in fact, to all our perception- as we see them and
derive from them the impression of illumination- the stars appear to be mostly,
if not exclusively, fire: but on reasoning into the matter we judge that since
solidity cannot exist apart from earth-matter, they must contain earth as well.
- But what place could there be for the other elements? It is
impossible to imagine water amid so vast a conflagration; and if air were
present it would be continually changing into fire.
- Admitting [with Timaeus; as a logical truth] that two self-contained
entities, standing as extremes to each other need for their coherence two
intermediaries; we may still question whether this holds good with regard to
physical bodies. Certainly water and earth can be mixed without any such
intermediate. It might seem valid to object that the intermediates are already
present in the earth and the water; but a possible answer would be, "Yes, but
not as agents whose meeting is necessary to the coherence of those extremes."
- None the less we will take it that the coherence of extremes is
produced by virtue of each possessing all the intermediates. It is still not
proven that fire is necessary to the visibility of earth and earth to the
solidarity of fire.
- On this principle, nothing possesses an essential-nature of its very
own; every several thing is a blend, and its name is merely an indication of
the dominant constituent.
- Thus we are told that earth cannot have concrete existence without
the help of some moist element- the moisture in water being the necessary
adhesive- but admitting that we so find it, there is still a contradiction in
pretending that any one element has a being of its own and in the same breath
denying its self-coherence, making its subsistence depend upon others, and so,
in reality, reducing the specific element to nothing. How can we talk of the
existence of the definite Kind, earth- earth essential- if there exists no
single particle of earth which actually is earth without any need of water to
secure its self-cohesion? What has such an adhesive to act upon if there is
absolutely no given magnitude of real earth to which it may bind particle after
particle in its business of producing the continuous mass? If there is any such
given magnitude, large or small, of pure earth, then earth can exist in its own
nature, independently of water: if there is no such primary particle of pure
earth, then there is nothing whatever for the water to bind. As for air- air
unchanged, retaining its distinctive quality- how could it conduce to the
subsistence of a dense material like earth?
- Similarly with fire. No doubt Timaeus speaks of it as necessary not
to the existence but to the visibility of earth and the other elements; and
certainly light is essential to all visibility- we cannot say that we see
darkness, which implies, precisely, that nothing is seen, as silence means
nothing being heard.
- But all this does not assure us that the earth to be visible must
contain fire: light is sufficient: snow, for example, and other extremely cold
substances gleam without the presence of fire- though of course it might be
said that fire was once there and communicated colour before disappearing.
- As to the composition of water, we must leave it an open question
whether there can be such a thing as water without a certain proportion of
earth.
- But how can air, the yielding element, contain earth?
- Fire, again: is earth perhaps necessary there since fire is by its
own nature devoid of continuity and not a thing of three dimensions?
- Supposing it does not possess the solidity of the three dimensions,
it has that of its thrust; now, cannot this belong to it by the mere right and
fact of its being one of the corporeal entities in nature? Hardness is another
matter, a property confined to earth-stuff. Remember that gold- which is water-
becomes dense by the accession not of earth but of denseness or consolidation:
in the same way fire, with Soul present within it, may consolidate itself upon
the power of the Soul; and there are living beings of fire among the
Celestials.
- But, in sum, do we abandon the teaching that all the elements enter
into the composition of every living thing?
- For this sphere, no; but to lift clay into the heavens is against
nature, contrary to the laws of her ordaining: it is difficult, too, to think
of that swiftest of circuits bearing along earthly bodies in its course nor
could such material conduce to the splendour and white glint of the celestial
fire.
- 7. We can scarcely do better, in fine, than follow Plato.
- Thus:
- In the universe as a whole there must necessarily be such a degree of
solidity, that is to say, of resistance, as will ensure that the earth, set in
the centre, be a sure footing and support to the living beings moving over it,
and inevitably communicate something of its own density to them: the earth will
possess coherence by its own unaided quality, but visibility by the presence of
fire: it will contain water against the dryness which would prevent the
cohesion of its particles; it will hold air to lighten its bulky matters; it
will be in contact with the celestial fire- not as being a member of the
sidereal system but by the simple fact that the fire there and our earth both
belong to the ordered universe so that something of the earth is taken up by
the fire as something of the fire by the earth and something of everything by
everything else.
- This borrowing, however, does not mean that the one thing taking-up
from the other enters into a composition, becoming an element in a total of
both: it is simply a consequence of the kosmic fellowship; the participant
retains its own being and takes over not the thing itself but some property of
the thing, not air but air's yielding softness, not fire but fire's
incandescence: mixing is another process, a complete surrender with a resultant
compound not, as in this case, earth- remaining earth, the solidity and density
we know- with something of fire's qualities superadded.
- We have authority for this where we read:
- "At the second circuit from the earth, God kindled a light": he is
speaking of the sun which, elsewhere, he calls the all-glowing and, again, the
all-gleaming: thus he prevents us imagining it to be anything else but fire,
though of a peculiar kind; in other words it is light, which he distinguishes
from flame as being only modestly warm: this light is a corporeal substance but
from it there shines forth that other "light" which, though it carries the same
name, we pronounce incorporeal, given forth from the first as its flower and
radiance, the veritable "incandescent body." Plato's word earthy is commonly
taken in too depreciatory a sense: he is thinking of earth as the principle of
solidity; we are apt to ignore his distinctions and think of the concrete clay.
- Fire of this order, giving forth this purest light, belongs to the
upper realm, and there its seat is fixed by nature; but we must not, on that
account, suppose the flame of earth to be associated with the beings of that
higher sphere.
- No: the flame of this world, once it has attained a certain height,
is extinguished by the currents of air opposed to it. Moreover, as it carries
an earthy element on its upward path, it is weighed downwards and cannot reach
those loftier regions. It comes to a stand somewhere below the moon- making the
air at that point subtler- and its flame, if any flame can persist, is subdued
and softened, and no longer retains its first intensity, but gives out only
what radiance it reflects from the light above.
- And it is that loftier light- falling variously upon the stars; to
each in a certain proportion- that gives them their characteristic differences,
as well in magnitude as in colour; just such light constitutes also the still
higher heavenly bodies which, however, like clear air, are invisible because of
the subtle texture and unresisting transparency of their material substance and
also by their very distance.
- 8. Now: given a light of this degree, remaining in the upper sphere
at its appointed station, pure light in purest place, what mode of outflow from
it can be conceived possible?
- Such a Kind is not so constituted as to flow downwards of its own
accord; and there exists in those regions no power to force it down. Again,
body in contact with soul must always be very different from body left to
itself; the bodily substance of the heavens has that contact and will show that
difference.
- Besides, the corporeal substance nearest to the heavens would be air
or fire: air has no destructive quality; fire would be powerless there since it
could not enter into effective contact: in its very rush it would change before
its attack could be felt; and, apart from that, it is of the lesser order, no
match for what it would be opposing in those higher regions.
- Again, fire acts by imparting heat: now it cannot be the source of
heat to what is already hot by nature; and anything it is to destroy must as a
first condition be heated by it, must be brought to a pitch of heat fatal to
the nature concerned.
- In sum, then, no outside body is necessary to the heavens to ensure
their permanence- or to produce their circular movement, for it has never been
shown that their natural path would be the straight line; on the contrary the
heavens, by their nature, will either be motionless or move by circle; all
other movement indicates outside compulsion. We cannot think, therefore, that
the heavenly bodies stand in need of replenishment; we must not argue from
earthly frames to those of the celestial system whose sustaining soul is not
the same, whose space is not the same, whose conditions are not those which
make restoration necessary in this realm of composite bodies always in flux: we
must recognise that the changes that take place in bodies here represent a
slipping-away from the being [a phenomenon not incident to the celestial
sphere] and take place at the dictate of a Principle not dwelling in the higher
regions, one not powerful enough to ensure the permanence of the existences in
which it is exhibited, one which in its coming into being and in its generative
act is but an imitation of an antecedent Kind, and, as we have shown, cannot at
every point possess the unchangeable identity of the Intellectual Realm.
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